ALPS Inc.ALPS Inc.
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  • Performance
  • Holdings
  • Distributions
  • Premium Discounts

Quarterly Performance as of 09/30/2014

Total Returns Cumulative Annualized
Fund1 Mo.3 Mo.YTDSI11 Yr.SI1
ALPS Sector Dividend Dogs ETF (Net Asset Value)-1.60%0.32%11.50%62.25%20.40%23.94%
ALPS Sector Dividend Dogs ETF (Market Price)2-1.57%0.32%11.49%62.34%20.42%23.97%
S-Net Sector Dividend Dogs TR Index (Benchmark)3-1.58%0.41%11.91%64.06%21.04%24.55%

Performance data quoted represents past performance. Past performance is no guarantee of future results so that shares, when redeemed may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted. Call 866.675.2639 for current month end performance.

1 Inception date of 06/29/2012

2 Market Price is based on the midpoint of the bid/ask spread at 4 p.m. ET and does not represent the returns an investor would receive if shares were traded at other times.

3 S-Network Sector Dividend Dogs TR Index is a portfolio of fifty stocks derived from the S&P 500 Index. An investor cannot invest directly in an index.

Fund Resources
Fact Sheet
Investment Case
Fund Data
Investment Case Brochure
Index Information
Prospectus
Fund Stats as of 10/23/2014
TickerSDOG
Listing ExchangeNYSE Arca
ISINUS00162Q8583
CUSIP00162Q858
Inception Date06/29/2012
Dividends PaidQuarterly
NAV $36.98
NAV change $0.29
Total Net Assets $878,572,386.06
market price2 $36.98
bid/ask midpoint $36.98
last trade price $36.97
volume 141,974
shares outstanding 23,755,255
Expenses as of 03/31/2014
Management Fee0.40%
Other Expenses0.00%
Total Operating Expenses0.40%
Fund Yield as of 09/30/2014
30 day SEC 3.38%

Daily Fund Holdings 51 total, as of 10/23/2014, subject to change

  • Top 10
  • Full
SecuritySymbolWeight
TECO ENERGY INCTE2.23%
ALTRIA GROUP INCMO2.21%
ENTERGY CORPETR2.18%
PAYCHEX INCPAYX2.17%
EXELON CORPEXC2.15%
REYNOLDS AMERICAN INCRAI2.15%
DARDEN RESTAURANTS INCDRI2.14%
LEGGETT & PLATT INCLEG2.14%
DU PONT (E.I.) DE NEMOURSDD2.14%
PHILIP MORRIS INTERNATIONALPM2.11%
LOCKHEED MARTIN CORPLMT2.10%
FIRSTENERGY CORPFE2.10%
ABBVIE INCABBV2.08%
LORILLARD INCLO2.07%
KINDER MORGAN INCKMI2.07%
WASTE MANAGEMENT INCWM2.07%
GARMIN LTDGRMN2.05%
CENTURYLINK INCCTL2.04%
CINCINNATI FINANCIAL CORPCINF2.04%
PEPCO HOLDINGS INCPOM2.02%
VERIZON COMMUNICATIONS INCVZ2.02%
DIAMOND OFFSHORE DRILLINGDO2.01%
ELI LILLY & COLLY2.00%
IRON MOUNTAIN INCIRM2.00%
FRONTIER COMMUNICATIONS CORPFTR1.99%
GENERAL ELECTRIC COGE1.99%
AT&T INCT1.98%
KRAFT FOODS GROUP INCKRFT1.98%
WELLS FARGO & COWFC1.98%
SPECTRA ENERGY CORPSE1.97%
MCDONALD'S CORPMCD1.97%
PFIZER INCPFE1.97%
CA INCCA1.97%
CABLEVISION SYSTEMS-NY GRP-ACVC1.95%
MERCK & CO. INC.MRK1.93%
BB&T CORPBBT1.92%
INTEL CORPINTC1.91%
PEOPLE'S UNITED FINANCIALPBCT1.91%
WILLIAMS COS INCWMB1.91%
INVESCO LTDIVZ1.88%
SEAGATE TECHNOLOGYSTX1.88%
NUCOR CORPNUE1.88%
BAXTER INTERNATIONAL INCBAX1.87%
WINDSTREAM HOLDINGS INCWIN1.87%
PITNEY BOWES INCPBI1.87%
DOW CHEMICAL CO/THEDOW1.83%
FREEPORT-MCMORAN INCFCX1.83%
CONOCOPHILLIPSCOP1.81%
NEWMONT MINING CORPNEM1.77%
MICROCHIP TECHNOLOGY INCMCHP1.71%
DREYFUS TREAS PRIME CASH MGMT/INST0.17%

Distributions

  • current
  • historical
Ex-Date Record Date Payable Date Short-Term Capital Gains Long-Term Capital Gains Ordinary Income Total Distribution Section 19a Notices
09/24/2014 09/26/2014 10/01/2014 - - $0.3112 $0.3112
06/25/2014 06/27/2014 07/02/2014 - - $0.3188 $0.3188 July
03/26/2014 03/28/2014 04/02/2014 - - $0.3113 $0.3113 April
12/24/201412/29/201401/02/2015     
Ex-Date Record Date Payable Date Short-Term Capital Gains Long-Term Capital Gains Ordinary Income Total Distribution Section 19a Notices
12/26/2013 12/30/2013 01/03/2014 - - $0.3040 $0.3040 January
09/25/2013 09/27/2013 10/02/2013 - - $0.2915 $0.2915 October
06/26/2013 06/28/2013 07/03/2013 - - $0.2906 $0.2906 July
03/20/2013 03/22/2013 03/27/2013 - - $0.2940 $0.2940 March
12/26/2012 12/28/2012 01/03/2013 - - $0.3332 $0.3332
09/26/2012 09/28/2012 10/03/2012 - - $0.2868 $0.2868

Premium/Discount Daily Information as of 10/23/2014

  NAV 4 p.m. bid/ask midpoint difference ($) premium / discount (%)4
ALPS Sector Dividend Dogs ETF $36.98 $36.98 $0.00 0.00%

Frequency Distribution of Premiums and Discounts



The performance data quoted above represents past performance. Past performance is not a guarantee of future results. Investment return and value of the Fund shares will fluctuate so that an investor's shares, when sold, may be worth more or less than their original cost. Performance may be lower or higher than performance data quoted. Recent quarter end performance data.

The above frequency distribution chart presents information about the difference between the daily market price for shares of the Fund and the Fund's reported net asset value. The amount that the fund's market price is above the reported NAV is called the premium. The amount that the fund's market price is below the reported NAV is called the discount. The market price is determined using the midpoint between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund's NAV is calculated (usually 4:00 pm Eastern time). The horizontal axis of the chart shows the premium or discount expressed in basis points. The vertical axis indicates the number of trading days in the period covered by the chart. Each bar in the chart shows the number of trading days in which the Fund traded within the premium/discount range indicated.

*A unit that is equal to 1/100th of 1% and is used to denote the change in a financial instrument.

4 The Premium / Discount is the amount (stated in dollars or percent) by which the selling or purchase price of an ETF is greater than (premium) or less than (discount) its face amount/value or net asset value (NAV).

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